Legal and Regulatory Compliance
From risk assessment models and checklists to sample policies and turnkey documentation, we provide your institution with everything it needs to stay protected. We offer flexible, cost-effective options tailored to your credit union’s specific asset size and internal resources:
Flexible Compliance Options
Full Retainer
Your comprehensive solution for day-to-day compliance, this program covers everything from contract reviews and vendor negotiations to real-time transactional questions.
Due Diligence Contracts Retainer
Designed for institutions that don’t need full-scale daily support, this program offers a set number of expert contract reviews and due diligence assessments based on your asset size.
CUPP Only Option
Standalone access to our proprietary Credit Union Policies and Procedures (CUPP) manual, an extensive library of forms, policies, and guidance for in-house compliance or risk managers. Learn more about CUPP →
Thorough Compliance Audits
A comprehensive audit executed by nationally recognized regulatory lawyers. Our rigorous BSA reviews regularly uncover hidden, hefty potential fines overlooked by other service providers.
Transactional Matters
Need help with a one-off issue? We accept individual legal matters on a flat-fee or hourly basis, and we individually license specific items from our CUPP resources upon request.
Get in Touch
Ready to simplify your compliance program?
Let’s find the right level of support for your credit union’s asset size and internal resources.